Short selling

Results: 2054



#Item
751Financial economics / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Finance / Financial markets / Business

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:25 AM Status: Accepted

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2012-04-03 11:02:46
752Finance / Property law / Real estate / Contract law / Real estate broker / Real property law / Title search / Short / Mortgage loan / Financial economics / Business / Economics

BUYING OR SELLING A PROPERTY New Zealanders like to own their own homes and, for most of us, it’ll be our biggest investment. Whether you are buying or selling for the first time or not, you will want the experience to

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Source URL: www.lawsociety.org.nz

Language: English - Date: 2013-07-14 23:43:14
753Financial economics / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Finance / Financial markets / Business

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:26 AM Status: Accepted

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2013-05-01 12:25:36
754Business / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Financial markets / Financial economics / Finance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:38 AM Status: Amendment - Submitted

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2012-04-03 11:03:33
755Economics / Financial markets / Uptick rule / Financial regulation / Short selling / Finance / Bank of Montreal / Order / BMO Nesbitt Burns / Investment / Financial economics / Stock market

Return of the Uptick Rule? A Canadian Marketplace Perspective March 27, 2009 Quantitative Execution Services

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Source URL: qes.bmocm.com

Language: English - Date: 2009-07-27 11:26:38
756Business / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Financial markets / Financial economics / Finance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION FOCUS REPORT FORM

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2012-05-31 16:08:14
757Business / Securities / Investing online / U.S. Securities and Exchange Commission / Short / Securities fraud / Madoff investment scandal / Selling away / Financial economics / Finance / Investment

The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State

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Source URL: www.in.gov

Language: English - Date: 2014-11-20 16:14:11
758Financial system / United States securities law / Investment / Short selling / Broker-dealer / U.S. Securities and Exchange Commission / Broker / Short / Financial adviser / Financial economics / Finance / Financial markets

Division of Market Regulation No-Action Letter: Jeffery A. Wolfson

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Source URL: www.sec.gov.

Language: English - Date: 2012-07-31 16:42:15
759Financial economics / Financial services / Financial regulation / Short / Short selling / Federal Reserve System / Security / Margin / Broker-dealer / Finance / Financial markets / Business

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:53 AM Status: Accepted

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Source URL: strategy.duncanwilliams.com

Language: English - Date: 2012-04-03 11:04:09
760Financial markets / Securities / United States housing bubble / Short selling / Repurchase agreement / Mark-to-market accounting / Security / Short / Securities market / Finance / Financial economics / Business

DRAFT DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3, Appendix 3 [Docket No. ____ ] RIN ____-____

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Source URL: www.federalreserve.gov

Language: English - Date: 2013-08-02 21:45:28
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